Conformity Assessment - seedon198/Cyber-Resilience-Act GitHub Wiki

Conformity Assessment

CRA Conformity Assessment Procedures

Overview

Conformity assessment demonstrates that products meet CRA essential requirements before market placement.

Assessment Procedures by Product Class

Module A: Internal Production Control (Class I)

  • Self-Assessment: Manufacturer conducts internal evaluation
  • Documentation: Technical documentation preparation
  • Declaration: EU Declaration of Conformity
  • CE Marking: Affixing conformity marking
  • No Third-Party: No notified body involvement required

Module B + C: Type Examination + Conformity to Type (Class II)

  • Type Examination: Notified body evaluates product design
  • Certificate: EU Type Examination Certificate issued
  • Production Conformity: Ongoing compliance verification
  • Surveillance: Periodic notified body oversight

Assessment Process

Phase 1: Pre-Assessment

  1. Product Classification: Determine Class I or Class II
  2. Standards Selection: Identify applicable harmonized standards
  3. Gap Analysis: Compare current state with requirements
  4. Documentation Planning: Prepare required documentation

Phase 2: Technical Documentation

  1. Product Description: Detailed product specifications
  2. Risk Assessment: Comprehensive security risk analysis
  3. Security Architecture: Design documentation
  4. Test Results: Conformity testing evidence
  5. Instructions: User and installation guidance

Phase 3: Testing and Evaluation

  1. Conformity Testing: Verify standard compliance
  2. Penetration Testing: Security validation
  3. Vulnerability Assessment: Identify weaknesses
  4. Documentation Review: Verify completeness

Phase 4: Certification (Class II Only)

  1. Notified Body Selection: Choose accredited assessor
  2. Application Submission: Provide complete documentation
  3. Technical Review: Expert evaluation
  4. Certificate Issuance: Formal compliance confirmation

Notified Bodies

Selection Criteria

  • Accreditation: National authority designation
  • Competence: Technical expertise in product area
  • Independence: Impartial assessment capability
  • Resources: Adequate testing facilities

Working with Notified Bodies

  • Early Engagement: Discuss approach and requirements
  • Documentation Submission: Provide complete technical files
  • Technical Meetings: Clarify requirements and findings
  • Ongoing Cooperation: Maintain certification validity

Documentation Requirements

Technical Documentation Contents

  1. General Description: Product functionality and purpose
  2. Conceptual Design: Architecture and components
  3. Risk Assessment: Security analysis and findings
  4. Technical Specifications: Detailed requirements
  5. Standards Applied: Harmonized standards compliance
  6. Test Reports: Conformity testing results
  7. Instructions: Installation and user guidance

Quality Requirements

  • Completeness: All required elements included
  • Accuracy: Technically correct information
  • Clarity: Clear and unambiguous content
  • Traceability: Version control and change management
  • Maintenance: Regular updates and reviews

EU Declaration of Conformity

Required Elements

  • Product identification
  • Manufacturer details
  • Applicable legislation
  • Harmonized standards applied
  • Notified body (if applicable)
  • Authorized representative signature
  • Date and place of issue

Legal Significance

  • Manufacturer Declaration: Legal responsibility acceptance
  • Market Access: Required for product placement
  • Compliance Evidence: Demonstrates CRA conformity
  • Liability: Manufacturer assumes product responsibility

Post-Market Obligations

Ongoing Compliance

  • Technical Documentation: Maintain for 10 years
  • Incident Reporting: Report cybersecurity incidents
  • Security Updates: Provide necessary patches
  • Market Surveillance: Cooperate with authorities

Certificate Maintenance (Class II)

  • Validity Period: Typically 3-5 years
  • Renewal Process: Periodic reassessment
  • Change Notifications: Inform of product modifications
  • Surveillance Audits: Ongoing compliance verification

For legal requirements details, see Legal Requirements. For technical implementation, visit Technical Implementation.